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The banking industry includes many diverse approaches to meeting the needs of its customers given the history of deregulation over the last 25 years. This has led to well-publicised problems and a distinct change in approach.

CCL has played an active role over this time in assisting banking clients in meeting regulatory standards in Corporate Governance, Compliance Manuals and Compliance Monitoring Programmes. We have also helped in drafting Operating Procedures for various departments in particular where inadequate controls can result in major problems, to the financial performance of the bank, the treatment of its customers or in the worst case, reputational damage to the institution.

We work closely with our banking clients in providing training to prevent financial crime from the moment of account opening to on-going risk assessment and refresher training for relevant persons. We have considerable experience in adapting existing client procedures to meet regulatory requirements for management information and risk controls.

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