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Many of the same regulations that apply to investment businesses are also relevant to insurance companies whether specialising in life, casualty, property, health or professional indemnity to name but some.
CCL applies many of the same general measurements of compliance regulatory requirements and control procedures to clients in the insurance industry. Control begins with establishing proper corporate governance, allocation of management responsibilities and actions to identify and control risk. Particular emphasis is always placed on ethical standards, training and competence of customer-facing staff and actuarial professionalism to ensure that the relationship with the general public and the company’s clients does not result in unfavourable comment or instances of mis-selling as has been recent experience.
We provide Codes of Conduct, Compliance Manuals and Operating procedures Manuals to achieve these aims. In addition we provide all types of staff training to ensure that regulatory requirements especially as they apply to Senior Management Arrangements, the Prevention of Financial Crime and Conduct of Business are understood.
Our objective as with all our relationships is to provide our clients with total assurance that regulatory compliance requirements are met so as to provide senior management with scope to pursue its main business objectives.
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