- People & Expertise
Protection of client assets is one of the cornerstones of regulation and therefore attracts a high level of regulatory attention.
CCL helps medium and large firms ensure that they are operating within the local client asset rules in a compliant manner, advising on systems to generate information in the correct format and creating a reporting structure that ensures that senior managers can be assured that the systems are working effectively.
- Compliance with CASS Rules - UK (PDF 148.0 KB)
- Contact us
To arrange a call or obligation free meeting - Contact us