• MiFID II - Key Impacts & Considerations

    On the 13th June, CCL Academy and CCL Compliance co-hosted an event for firms impacted by MiFID II.
    Written by CCL
    20/06/2017

  • Regulatory Insights - Are you ready for the Fourth EU Money Laundering Directive?

    On the 26th June 2017, the Fourth EU Money Laundering Directive (“MLD4”) comes into force across Europe and through the UK’s Money Laundering, Terrorist Financing and Transfer of Funds Regulations 2017. The legislative change aims to embody the recommendations made by the Financial Action Task Force (“FATF”) and bring the EU to an equivalent standard.
    Written by Carwyn Evans
    25/05/2017

  • BREXIT: All Change?

    With the outcome of the UK’s referendum on Brexit being victory for the “Leave” campaign financial services firms in the UK will be wondering what this means for them. In the immediate future the regulatory landscape remains unchanged. The UK remains a member of the EU and this will not change until Parliament legislates to take us out. This can only happen once the UK has invoked Article 50 of the Lisbon Treaty, which in turn triggers a 2 year period during which there will be time-consuming and complex negotiations between the UK and the remaining members of the EU.
    Written by Stuart Holman
    26/06/2016

  • CCL Regulatory Update: UK Spring Edition - March and April 2016

    In this edition we review regulatory events and initiatives for the month of March and April 2016.
    Written by Stuart Holman
    30/04/2016

  • How the new Complaint reporting rules can benefit your firm

    Over the past few years, complaints have become a real concern in the financial services industry. Every year, thousands of people take their unresolved complaints to the Financial Ombudsman Service (FOS) because they are unhappy with the way their original problem has been dealt with.
    Written by CCL
    30/03/2016