Non-lSD Corporate Finance Adviser
Don't conduct investment business in Europe? Is your main business activity corporate finance advice only (without arranging)? Then Corporate Finance Adviser is likely to be the most appropriate category for your business - giving you one of the lightest regulatory requirements.
If the label is right for you, we can can guide you through the requirements to make the most of this regime.
How can we help?
Step-by-step advice
Compliance can be complex - but now it's easy to discover the areas you should be looking at. See for yourself - use our Virtual Compliance Officer.
Our other services
Every regulated business is different. From compliance manuals to anti-money laundering training, we can tailor the right solution for you.
Talk to us
Call 020 7626 2000 or fill out our Contact Us Form - we're here to help.
