The key features of the platform include:

  • Version controlled policy and procedure library to store all of your compliance documents
  • Integrated Employee Attestation service with inbuilt alerts and dashboards
  • Diarising and allocation of compliance monitoring tests
  • Incident, breach and Client Complaint case management with root cause analysis and remediation tracking
  • Workflow based Personal Account Dealing, G&E and employee Conflict Disclosure approvals
  • Financial Promotion review and approval process
  • Compliance Dashboards and automated email alerts help increase senior management oversight

To find out how C.O.R.E can transform your compliance operations email us now