CCL has developed a wide range of regulatory compliance training programmes for financial services firms. Our programmes are designed to help ensure your staff have the necessary skills and knowledge to perform their roles correctly and effectively.
These courses are designed for people who have been, or are about to be, appointed as a Compliance Officer, or who work in the Compliance department. The Compliance Officer plays a key role in assisting the Directors and Senior Management in managing the regulatory compliance risks to the business. These courses address the main tasks and challenges facing the Compliance Officer and explore ways of successfully completing them.
For a complete list of these courses please visit the Compliance Officer Skills page of our Academy website.
AML & Financial Crime Prevention
These courses range from general Anti-Money Laundering and Fraud prevention training for all staff, to highly specialised workshops for those who are involved in combating financial crime on a daily basis.
For a complete list of these courses please visit the AML & Financial Crime Prevention page of our Academy website.
FCA/PRA Rules & Regulations
With the regulations continually developing it is vital that staff keep up to date with the regulations which directly impact their role. These courses range from introductory courses on the various regulatory requirements, through to specific workshops focusing on particular parts of the regulations.
For a complete list of these courses please visit the FCA Regulations page of our Academy website.