Our clients include both multinationals and start-ups across a broad spectrum of sectors including major banks, government agencies, regulators, industry bodies and a wide range of financial services firms, specifically

  • Asset Management
  • Banking
  • Brokers & Dealers
  • Corporate Finance
  • Fund Management
  • FX
  • Wealth Management

Globally, CCL has assisted thousands of firms with their regulatory requirements, providing comprehensive advice and solutions based on international expertise and local experience.

"As SEO of two Category 3A DFSA regulated firms I have worked in partnership with CCL and its consultants for over 5 years to ensure the businesses I manage are not only compliant with the rules applicable in the region but also as part of the group within which the firm resides. I found the advice given to be reliable, pragmatic and clear and although outsourced the Compliance Officer/MLRO became very much part of the business and at no stage did I view them as anything other than a member of the team that I relied on 100%"
SENIOR EXECUTIVE OFFICER - Global Broker Dealer in financial products and commodities