Mohsin has worked in regulatory compliance for over seven years covering UK, European, Australian and Middle East regulations and laws. He is experienced in a wide-range of AML and compliance matters both prudential and conduct including ongoing due diligence, capital risk exposure, ICAAPs and Recovery Plans, suspicious activities report/STOR, product governance and reviewing and drafting regulatory business plans. Mohsin is committed to thoroughly understanding the business of his clients and promotes compliance whilst keeping a commercially sensitive mindset.
Mohsin started his compliance career with the UK’s financial services regulatory, the Financial Conduct Authority. He then joined Finsa Europe where he was the FCA registered Compliance Officer and CF10a - the CASS operational oversight function. As their Compliance Manager, Mohsin was responsible for drafting and implementing policies and procedures inline with regulatory requirements and the business objectives.
Prior to relocating to the UAE in 2018 to join CCL’s consultancy team Mohsin was the Head of Compliance and Money Laundering Reporting Officer (MLRO) for GKFX, a global, UK based and FCA regulated online Forex trading company. As Head of Compliance, Mohsin was responsible for advising the Board on the latest regulatory developments and ensuring the firms compliance framework was updated to comply with these changes including MAR 2016, Criminal Finance Act 2017, 4MLD/MLR 2017, MiFID II, GDPR, ESMA (Rules on product intervention) and Brexit planning.
Mohsin has also assisted in a Variation of Permissions application to upgrade the firms scope of license and regulatory activities. Additionally, he worked on a “Skilled Person Review”; assisting in implementing and actioning the necessary remediation action.