Making it easier for you to find what you need

As part of our commitment to the compliance community, our subject matter experts produce regular content explaining key compliance concepts as well as topical regulatory developments. This content is available throughout our website, but, to make it easier for you to get exactly what you are looking for we have a single place where you can find all available downloads.

Guides and articles available for download
Is your compliance documentation up to date

Top tips for ensuring that your compliance and risk framework remains resilient.

Reviewing Compliance Controls Post Lockdown

Guidance on identifying risk updates and additions to incorporate into your control framework.

Is Compliance Outsourcing right for your Firm?

Key considerations for senior management in determining if outsourcing is suitable for your firm.

Preparing an ICAAP Report

Understanding the ICAAP and the steps and procedures to consider in preparing it.

Setting up in the ADGM

Further details and insights on the application and authorisation process.

ADGM Virtual Assets

A brief guide to the Abu Dhabi Global Market's virtual asset framework.

Private Financing Platforms in the ADGM

Guidance on the ADGM's PFP Regime for firms seeking authorisation with the FSRA.

Dealing in OTC FX Derivatives with Retail Clients in the ADGM

ADGM requirements/restrictions applicable to firms dealing in OTC FX Derivatives with Retail Clients.

ADGM DPR - Is your firm prepared?

Understanding the ADGM's Data Protection Regulations 2021.

ADGM DPR 2021 Checklist

High-level checklist to implement the ADGM Data Protection Regulations 2021 (“DPR”)

Setting up in the DIFC

Further details and insights on the application and authorisation process.

Should your Firm apply for a Retail Endorsement

Regulatory Insight for DFSA-regulated Firms.

DIFC Data Protection Law Checklist

High-level checklist to implement the DIFC Data Protection Law ("DPL").

CCL's Guide to the DIFC Fund Regime

A guide to the types of funds which can be established or managed in the DIFC.

Getting Authorised by the UAE SCA

Further details and insights on the application and authorisation process.

SCA Focus Series - Process for Registering a New Fund

Guidance on the fund registration process with the UAE's Securities & Commodities Authority.

SCA Focus Series - Distribution and Promotion of Foreign Funds

Guidance on procedure to be followed in order to market and distribute mutual funds and other similar structures in the UAE.

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