Making it easier for you to find what you need

As part of our commitment to the compliance community, our subject matter experts produce regular content explaining key compliance concepts as well as topical regulatory developments. This content is available throughout our website, but, to make it easier for you to get exactly what you are looking for we have a single place where you can find all available downloads.

Choose from an extensive range of helpful guides and insights for regulated firms, and firms seeking authorisation with one of the UAE financial services regulators.

What is available for download?

The Abu Dhabi Global Market ("ADGM") and the Financial Services Regulatory Authority ("FSRA")
  • Setting up in the ADGM
  • ADGM Unique Offering - Virtual Assets
  • Private Financing Platforms in the ADGM
  • Dealing in OTC FX with Retail Clients in the ADGM

The Dubai International Financial Centre ("DIFC") and the Dubai Financial Services Authority ("DFSA") 
  • Setting up in the DIFC
  • Guide to the DIFC's Fund Regime
  • DIFC Data Protection Law - what you should do now
  • Should your firm apply for a Retail Endorsement
  • Changes to the DFSA Suitability Regime
 
The Securities & Commodities Authority
  • Getting Authorised by the SCA
  •  The Process for Registering a New Fund with the SCA
  • Distribution and Promotion of Foreign Funds in the UAE
 
General
  • Preparing an ICAAP Report
  • Is Compliance Outsourcing the right option for your firm?
  • Reviewing your Compliance Controls Post Lockdown
  • Selecting your Compliance Consultant
  • Top Tips for your Compliance Documentation
  • Practical Guide to undertaking a Financial Crime Risk Assessment