CCL Regulatory Update: Middle East Edition - August 2018

This edition includes - Abraaj Capital Limited – DFSA Update, DFSA and Monetary Authority of Singapore Sign FinTech Agreement, ADGM Seeks Market Response to Joint Consultation on Global Financial Innovation Network, ESCA Grace Period to Local Promoters of Foreign Mutual Funds Has Expired

CCL Regulatory Update UK Edition - August 2018

This edition includes - Consultation to Improve Conduct and Communications in Payment Services and E-Money Firms, ESMA to Renew Prohibition on Binary Options, FCA Commences Criminal Prosecution Against Mark Starling

CCL Regulatory Update: Middle East Edition - June & July 2018

This edition includes - DFSA Signs MoU with Astana Financial Services Authority, DFSA Fines Al Ramz and their Head of IT for Failures to Provide Complete Information, ADGM Launches Crypto Asset Regulatory Framework, Oman Tightens Controls on Remittance and Currency Exchange, Saudi Arabia CMA Approves First FinTech Licenses, FINRA Fines Robo-Advisor.

CCL Regulatory Update: UK Edition - July 2018

This edition includes - FCA Statement on ESMA’s Action on CFD Products, ESMA Reminder for UK Based Entitles About Timely Submission of Authorisation, FATF Identifies Jurisdictions with Strategic AML/CTF Deficiencies, Former Senior Bankers Convicted of Fraud, Former Directors of a Consumer Credit Firm Banned for Misleading Customers.

CCL Regulatory Update: India Edition - July 2018

This edition includes - RBI Cancels Certificate of Registration of 138 NBFCs, Overseas Investment by AIFs/VCFs, Meeting Between MAS and SEBI, RBI to Hold Joint Audit of CRA with SEBI

CCL Regulatory Update: India Edition - June 2018

This edition includes - Guidelines for Preferential Issue of Units by InvITs, SEBI (AIF) (Amendment) Regulations, 2018, RBI Imposes Monetary Penalty on Tamilnad Mercantile Bank Limited, Airtel Payments Bank Stopped from Registering New Customers, SEBI Plans Revised Norms for Recovery of Investors' Money

CCL Regulatory Update: UK Edition - June 2018

This edition includes - EBA Adds PSD2 to Q&A Tool, European Commission Letter Clarifies Ancillary Activity Test, Financial Sanctions Notice for Iran, FCA Fines Bank for AML Failings

CCL Regulatory Update: India Edition - May 2018

This edition includes - Thirty Three NBFCs Surrender their Certificates of Registration to RBI, SEBI (LODR) (Amendment) Regulations, 2018, RBI Imposes Monetary Penalty on South Indian Bank Limited, RBI Brings in Tough New Performance Checks for Companies Seeking to Invest Abroad

CCL Regulatory Update: UK Edition - May 2018

This edition includes - FCA Policy Statement Retires FG 12/15 and FG 14/1, PRA Update on MiFID II Passporting ITS, ESMA One-Stop Company Portal, Reforms on UK Businesses on Foreign Money Laundering, Sanctions and Anti-Money Laundering Bill/Act, FCA and PRA Jointly Fines Mr James Staley

CCL Regulatory Update: Middle East Edition - May 2018

This edition includes - DFSA Expands FinTech Innovation Testing Programme, ADGM Establishes its First Representative Office in Beijing, ADGM and Astana Financial Services Authority Sign Memorandum of Understanding, U.S. Imposes Sanctions on Iran Central Bank Governor, Barclays Boss Fined £642,000 Over Whistleblower Scandal, Vietnam Banker Gets $700 Million Fine and 30-year Jail Term for Embezzlement

CCL Regulatory Update: India Edition - April 2018

This edition includes - RBI Imposes Monetary Penalty on IDBI Bank Limited, RBI Defers Ind-AS Implementation, Amendment to the SEBI (STP Centralised Hub and STP Service Providers) Guidelines, 2004

CCL Regulatory Update: Middle East Edition - April 2018

This edition includes - DFSA Releases Consultation Paper No.120 - Proposed Changes to the DFSA’s AML, CTF and Sanctions Regime – Phase 2, DFSA Hosts Accounting Standard-Setters for Islamic Finance, ADGM Proposes a Regulatory Framework for Spot Crypto Asset Markets, UAE to Save $3 Billion with Blockchain Initiative, Barclays CEO Jes Staley Faces Fine Over Whistleblower Incident