This edition includes - Cyber Security and Cyber Resilience Framework for RTAs, RBI Includes 4 Banks in its Second Schedule, SEBI Orders for Forensic Audit of 3 firms – Shell Companies, SEBI Imposes a Fine of INR 9 lacs on a Former Official of ING Vysya Bank
This edition includes - DFSA Alerts Public to Tax-Related Scams, ADGM and PwC Partnership to Focus on Financial Crime Prevention, First FinTech Bridge Between the UAE and the Capital Markets Authority of Kenya, Bahrain Issue Crowdfunding Regulations, Ex-Honduran Minister Pleads Guilty in US Money Laundering Case
This edition includes - Minutes of the MPC Meeting Held on 1st and 2nd August 2017 at the Reserve Bank of India, Mumbai, Action Against ELCs and its Promoters/Directors Pending Exit Offer to the Shareholders, SEBI Directs Stock Exchanges to Act Against 331 Suspected Shell Companies
This edition includes - Two UAE Firms Falsely Claim to be DFSA Regulated, FSRA Issue Dear SEO Letter Regarding Qatar’s Terrorist Financing, U.S and Qatar Sign Agreement on Combating Terrorism Financing, Watchdog Removes Taiwan from Money Laundering List
This edition includes - SEBI signs a Bilateral MoU with the European Securities and Markets Authority, RBI Permits Non-Executive Chairman to be part of Bank's Audit Committee
The FCA issued its final Policy Statement on MiFID II on 3rd July. Two of CCL’s directors, Stuart Holman and Atma Dhariwal, discuss key points coming out of this important step in MiFID II’s implementation in the UK.
This edition includes - Action Plan to Implement the Banking Regulation, SEBI Sets Up Panel on Strengthening Cyber Security, RBI Identifies Twelve Large NPA Accounts, SEBI Eases Restrictions on Nineteen Entities
This edition includes - GCC Countries Cut Diplomatic Ties with Qatar, Fourth EU Money Laundering Directive Effect on DIFC Branches and Subsidiaries, ADGM Makes Changes to Fund Regulations, Oman Issues Sukuk Regulation, DIFC Amendments to Legislation
This edition includes DIFC Announces Enactment of DIFC Laws Amendment Law 2017, ADGM Introduces First Calibrated Venture Capital Managers Framework in MENA Region,FCA and SFC Sign FinTech Cooperation Agreement, Bank of Ireland Fined for Breaching Money Laundering and Terror Financing Rules.
This edition includes - RBI Announces Draft Guidelines on Simplified Hedging Facility for Residents and Non-Residents, Investments by Foreign Portfolio Investors (FPIs) in Government Securities, SEBI Provides Clarity on Insider Trading Norms.
This edition includes - DFSA Hold Outreach Session for Registered Auditors, ADGM Sign CA with MAS, UAE Push for Gender Balance, Australia Establish Multi-Agency Anti-Money Laundering Unit, US Women Found Guilty of Financing Terrorism.
This edition includes - RBI Cancels Certificate of Six NBFCs, Thirteen NBFCs Surrender their Certificate of Registration, RBI Signs Memorandum of Understanding (MoU) on “Supervisory Cooperation and Exchange of Supervisory Information” with the Central Bank of Nigeria and Bank of Thailand