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CCL Regulatory Update: Middle East Edition - May 2020

This edition includes - DFSA Takes Action Against Two Firms and Three Individuals, Entities Required to Notify ADGM Regarding New Economic Substance Regulations, SCA Discusses Initiatives to Regulate OTC Market and Measures to Contain COVID-19 Consequences, FATF Releases COVID-19 Challenges Good Practice and Policy Response Paper, BNP Paribas Chinese Unit Fined for Anti-Money Laundering Violations.

CCL Regulatory Update: Middle East Edition - April 2020

This edition includes - DFSA Release Joint Guidance Dear SEO Letter, ADGM Announces Further Incentives to Support Businesses, SCA Hold Meeting on Internal and External Actions for COVID-19 Measures, ESMA Releases COVID-19 Recommendations, Australian Bank WestPac Anticipates US$578 Million Money Laundering Fine.

CCL Regulatory Update: Middle East Edition - March 2020

This edition includes - DFSA Implements Changes to the SME Listing Regime, ADGM Launches Support Measures for Registered Businesses to Counter the Impact of COVID-19, UAE Central Bank Issues Regulation on Dormant Accounts, FCA and PRA Provide COVID-19 Guidance for Firms, Swedbank Fined $397 Million Over Anti-Money Laundering Measures.

CCL Regulatory Update: Middle East Edition - February 2020

This edition includes - DFSA Communications Regarding UN Security Council Sanctions, FSRA Publishes Miscellaneous Amendments to its Regulatory Framework, SAMA Releases Rules and Consultation Papers to Develop Insurance Sector, FATF Updates Countries on List of Jurisdictions with Strategic Deficiencies, FCA Fines Moneybarn £2.77M for Unfair Treatment of Customers in Arrears.

CCL Regulatory Update: Middle East Edition - January 2020

This edition includes: DFSA Takes Action Against Morgan Gatsby Limited, Summary of Proposed FSRA Changes in Consultation Paper No. 5 of 2019, Economic Substance Update, FATF Hosts Forum for Regulators on Supervising Virtual Assets, Bank of China Settles Money Laundering Case for $4 Million.

CCL Regulatory Update: Middle East Edition - December 2019

This edition includes - Introduction of CPD Requirements for SEOs and COMLROs, ADGM Publishes Consultation on Proposed Amendments to Commercial Legislation, Saudi Arabia Bans Firms from Having Both Insurance and Reinsurance Businesses, FCA Fines PPC for Misleading Consumers and Banks.

CCL Regulatory Update: Middle East Edition - November 2019

This edition includes: DFSA Releases Consultation Paper No. 125 – Proposal for Money Services, FSRA Makes Amendments to AML, GEN, COB Modules, FATF Updates Countries on List of Jurisdictions with Strategic Deficiencies, ADGM Signs Collaboration Agreements.

CCL Regulatory Update: Middle East Edition - October 2019

This edition includes - DFSA Opens Applications for its 2020 Regulatory Sandbox Winter Cohort, FSRA Publishes Regulatory Guidance for APIs, FCA Fines Tullett Prebon £15.4 million, FATF Releases Best Practices on Beneficial Ownership for Legal Persons.

CCL Regulatory Update: Middle East Edition - September 2019

This edition includes - Saudi Capital Market Authority Approves Multiple FinTech “Experimental Permits” for Equity Crowdfunding, Thirty One Start-ups to Participate in DIFC FinTech Hive’s 2019 Accelerator Programme, Insider Dealer Sentenced in the UK for Money Laundering Charges.

CCL Regulatory Update: Middle East Edition - August 2019

This edition includes - FSRA Admits 4th RegLab Cohort and Announces Successful RegLab Graduates, Bulgarian Bank Fined $569,930 for Data Breach, DFSA Releases Consultation Paper No. 127 – Miscellaneous Changes, Central Bank of Bahrain Approves First Middle Eastern Cryptocurrency Exchange.

CCL Regulatory Update: Middle East Edition - July 2019

This edition includes - ADGM Deepens Financial Collaborations and Economic Ties with China, DFSA Fine Two Abraaj Group Companies for Deceiving Investors and the Regulator, Outcomes of the June FATF Plenary, SEC Charges Portfolio Manager with Mispricing Fund Investments

CCL Regulatory Update: Middle East Edition - June 2019

This edition includes - Norwegian Regulator Fines Santander Bank $1 Million for Anti-Money Laundering Breach, ADGM Joins Network for Sustainable Financing, Global Financial Innovation Network Publishes Year Review Report, DFSA Makes Amendments to Rulebook.