Knowledge Centre
- in the category: Thought Leadership
Israel and the UAE - Key Takeaways from the Federal Decree-Law No. 4 of 2020
The UAE Israeli Boycott Repeal Law now allows individuals and companies in the UAE to enter into agreements with Israeli firms, citizens, and residents, as part of commercial, financial operations or dealings. Read about the key takeaways here.
Knowledge Series - Reviewing your Compliance Controls Post Lockdown
Whilst the world continues to adapt to the ongoing COVID-19 pandemic, Compliance Officers and MLROs must continue to remain vigilant to areas of risk. This download provides you with guidance on how to evaluate your current control environment, suggests additional risks you should be aware of and gives you details of the actions you can take to update and enhance your control environment.
The Knowledge Series - Regional Regulatory Themes: What Have We Seen In 2016 and What Can We Expect in 2017?
In the 10th issue of the Knowledge Series, we look at the key regulatory themes of the past year and what we can expect in 2017, including Embedding Compliance into the Corporate Culture of Regulated Firms, Product Governance, AML, CTF and Sanctions, Cybercrime, Client Classification and Suitability, Data Protection and Costs of Compliance
The Knowledge Series: Establishing Effective Compliance Structures
Issue 9 in the Knowledge Series looks at the importance of structuring the Compliance function in a way which is relevant to the business and effective in meeting compliance objectives.
The Knowledge Series: The Growing Importance of Conduct Risk
In the 8th Issue of the Knowledge Series, we look at the growing importance of conduct risk and how to approach it.
The Knowledge Series: Compliant Training or Training for Compliance?
Issue 7 in The Knowledge Series looks at the purpose of compliance training and whether or not it can change employee behaviour.
The Knowledge Series: Risk-Based Resource Planning
Issue 6 in the Knowledge Series looks at Risk-Based Resource Planning and Allocation.
The Knowledge Series: Enforcement Actions as a Driver of Compliance Programmes
Issue 5 in the Knowledge Series looks at how enforcement actions by regulators can inform senior management on key risk areas and themes in order to focus their compliance agendas.
The Knowledge Series: AML, CTF And Sanctions
Issue 3 in the Knowledge Series looks at money laundering, terrorist financing and sanctions risks and how firms can manage them with a consistent, risk-based approach.
The Knowledge Series: Preparing an ICAAP Report
The second issue in the Knowledge Series looks at the purpose behind the ICAAP, and the procedures firms should follow in preparing an ICAAP report.
The Knowledge Series: Achieving a Culture of Compliance
Why are regulators increasingly focused on compliance culture within an organisation? How is a good compliance culture achieved?
