The Knowledge Series: Preparing an ICAAP Report

The second issue in the Knowledge Series looks at the purpose behind the ICAAP, and the procedures firms should follow in preparing an ICAAP report.

CCL Regulatory Update: India Edition - January 2016

This edition includes - RBI Imposes Monetary Penalty on State Bank of Travancore, China Lets RBI Participate in Inter-Bank Forex Market, Bank of Baroda Developing Centralised Monitoring System to Detect Irregularities

CCL Regulatory Update Middle East Edition - January 2016

In this month's edition, we look at BVI AML Legislation, UAE SCA Regulatory Amendments, Nigerian AML Bill and UAE Central Bank Target Exchange Organisation

The Knowledge Series: Achieving a Culture of Compliance

Why are regulators increasingly focused on compliance culture within an organisation? How is a good compliance culture achieved?

CCL Regulatory Update Middle East Edition - December 2015

In this month's edition, DFSA Penalise MAS Clearsight, Kenyan CMA Directive, Swiss Banks Agree to Penalties and FinCEN Propose New Rules

CCL Regulatory Update: India Edition - December 2015

This edition includes - RBI Creates Helpline for Guiding Start-ups in India on Forex Matters, Facility for Basic Services Demat Account (BSDA), Violation of Anti-Money Laundering Rules by Stock Brokers

CCL Regulatory Update: Middle East Edition - November 2015

In this month's edition, DFSA fine ABN AMRO for AML failings, DIFC review Data Protections Laws, AML Obligations in the UAE: The Recent Changes and Santander AML Investigation

CCL Regulatory Update: India Edition - November 2015

This edition includes - RBI Imposes Monetary Penalty on Dhanlaxmi Bank Ltd, Dr. Raghuram Rajan Appointed as Vice-Chairman on BIS Board, SEBI Signs Memorandum of Understanding on Bilateral Cooperation with the Bangladesh Securities and Exchange Commission

CCL Regulatory Update: India Edition October 2015

This edition includes - RBI Signs MoU on “Supervisory Cooperation and Exchange of Supervisory Information” with the Bank of Botswana, Central Bank of UAE and Bangladesh Bank, RBI Opens Sub-offices at Aizawl and Imphal,

CCL Regulatory Update Middle East Edition - October 2015

In this month's edition, DFSA Outreach for Representative Offices, JPMorgan Wins Dismissal of Whistle-Blower Lawsuit in U.S and FBI and DOJ Investigate Goldman Sachs for Malaysian Scandal Allegations

CCL Regulatory Update: Middle East Edition - September 2015

In this month's edition, The Wolfsburg Group Issue Business Risk Assessment Guidance and FAQs, FINRA Censures and Fines UBS for Lack of Suitability, Stiffer Penalties for Cybercrimes

CCL Regulatory Update: India Edition - September 2015

This edition includes - RBI Seeks Feedback on Draft Framework on ECBs , DICGC Committee Recommends Differential Premium for Banks in India, India’s External Debt as at the End of June 2015