CCL Regulatory Update: UK Edition - July 2018

This edition includes - FCA Statement on ESMA’s Action on CFD Products, ESMA Reminder for UK Based Entitles About Timely Submission of Authorisation, FATF Identifies Jurisdictions with Strategic AML/CTF Deficiencies, Former Senior Bankers Convicted of Fraud, Former Directors of a Consumer Credit Firm Banned for Misleading Customers.

CCL Regulatory Update: India Edition - July 2018

This edition includes - RBI Cancels Certificate of Registration of 138 NBFCs, Overseas Investment by AIFs/VCFs, Meeting Between MAS and SEBI, RBI to Hold Joint Audit of CRA with SEBI

CCL Regulatory Update: India Edition - June 2018

This edition includes - Guidelines for Preferential Issue of Units by InvITs, SEBI (AIF) (Amendment) Regulations, 2018, RBI Imposes Monetary Penalty on Tamilnad Mercantile Bank Limited, Airtel Payments Bank Stopped from Registering New Customers, SEBI Plans Revised Norms for Recovery of Investors' Money

CCL Regulatory Update: UK Edition - June 2018

This edition includes - EBA Adds PSD2 to Q&A Tool, European Commission Letter Clarifies Ancillary Activity Test, Financial Sanctions Notice for Iran, FCA Fines Bank for AML Failings

CCL Regulatory Update: India Edition - May 2018

This edition includes - Thirty Three NBFCs Surrender their Certificates of Registration to RBI, SEBI (LODR) (Amendment) Regulations, 2018, RBI Imposes Monetary Penalty on South Indian Bank Limited, RBI Brings in Tough New Performance Checks for Companies Seeking to Invest Abroad

CCL Regulatory Update: UK Edition - May 2018

This edition includes - FCA Policy Statement Retires FG 12/15 and FG 14/1, PRA Update on MiFID II Passporting ITS, ESMA One-Stop Company Portal, Reforms on UK Businesses on Foreign Money Laundering, Sanctions and Anti-Money Laundering Bill/Act, FCA and PRA Jointly Fines Mr James Staley

CCL Regulatory Update: Middle East Edition - May 2018

This edition includes - DFSA Expands FinTech Innovation Testing Programme, ADGM Establishes its First Representative Office in Beijing, ADGM and Astana Financial Services Authority Sign Memorandum of Understanding, U.S. Imposes Sanctions on Iran Central Bank Governor, Barclays Boss Fined £642,000 Over Whistleblower Scandal, Vietnam Banker Gets $700 Million Fine and 30-year Jail Term for Embezzlement

CCL Regulatory Update: India Edition - April 2018

This edition includes - RBI Imposes Monetary Penalty on IDBI Bank Limited, RBI Defers Ind-AS Implementation, Amendment to the SEBI (STP Centralised Hub and STP Service Providers) Guidelines, 2004

CCL Regulatory Update: Middle East Edition - April 2018

This edition includes - DFSA Releases Consultation Paper No.120 - Proposed Changes to the DFSA’s AML, CTF and Sanctions Regime – Phase 2, DFSA Hosts Accounting Standard-Setters for Islamic Finance, ADGM Proposes a Regulatory Framework for Spot Crypto Asset Markets, UAE to Save $3 Billion with Blockchain Initiative, Barclays CEO Jes Staley Faces Fine Over Whistleblower Incident

CCL Regulatory Update: UK Edition - April 2018

This edition includes - Statement on the Requirements for Firms Offering Cryptocurrency, Consultation on Regulatory Fees and Levies, Whistleblower Protection Directive, CF30 Fined for Failure to Act with Honesty and Integrity

CCL Regulatory Update: India Edition - March 2018

This edition includes - RBI Cancels Certificate of Registration of M/s Lofty Securities Private Limited NBFC, Guidelines for LES in Commodity Derivatives Contracts, RBI Imposes Monetary Penalty on Banks, NBFCs to Comply with Anti-Money Laundering Rules

CCL Regulatory Update: UK Edition - March 2018

This edition includes - The Financial Services and Markets Act 2000 Amendment, Prohibition and Restriction on Binary Options and CFDs to Protect Retail Investors, AML and CTF Report 2015-2017, Wolfsberg Group Issues Banking Due Diligence Questionnaire and Guidance, Former Chair of Co-Operative Bank PLC Banned