CCL Regulatory Update: India Edition - February 2018

This edition includes - Consolidated List of Returns Prescribed by RBI for Banks/NBFCs/Other Financial Intermediaries, Charging of Additional Expenses of up to 0.20% in terms of Regulation 52 (6A) (c) of SEBI (Mutual Funds) Regulations, 1996, RBI Instructs Banks to Link Their Core Systems with SWIFT after PNB Fraud

CCL Regulatory Update: UK Edition - January 2018

This edition includes - FCA Enforcement PRIIPs Instrument, New Chairs of the FCA, Update on Pillar II Liquidity Reporting, The Functioning of the European Online Dispute Resolution Platform, CFT/AML Guidelines for PSPs, RBS Trade Fined Over Libor Rigging

CCL Regulatory Update India Edition - January 2018

This edition includes - Notification to Registered Asset Reconstruction Companies, Eleven NBFCs Surrender their Certificates of Registration to RBI, Benchmarking of Scheme’s Performance to TRI, RBI Puts Allahabad Bank Under PCA

CCL Regulatory Update: Middle East Edition - January 2018

This edition includes - DFSA and Central Bank of Bahrain Sign MoU, ADGM and Bahrain EDB Sign Region’s First MENA FinTech Agreement, UAE Removed from the EU Tax Blacklist, Kazakhstan Establish an International Financial Centre, KPMG Faces Probe Over Carillion Audit, HSBC Investigation Outcome Reached by US Department of Justice

CCL Regulatory Update: Middle East Edition - December 2017

This edition includes - DFSA Signs FinTech Agreements with Hong Kong Authorities, Amendments to DFSA Form Regarding CIR Returns, CNBC Unveils Plans for Middle East Headquarters in Abu Dhabi, ADGM Partners with Daman to Enhance Abu Dhabi’s Insurance FinTech, UAE Included in EU Tax Haven Blacklist, Dutch Subsidiary of Russia's Alfa Bank Raided in Money Laundering Inquiry

CCL Regulatory Update: India Edition - December 2017

This edition includes - RBI Cautions Regarding Risk of Virtual Currencies including Bitcoins, SEBI Categorisation and Rationalisation of Mutual Fund Schemes, RBI Imposes Penalty on IndusInd Bank Limited and Syndicate Bank

CCL Regulatory Update: UK Edition - December 2017

This edition includes - FCA Approach to Authorisation, SM&CR Transition for Firms, PRA Rulebook Changes, ESMA Speech on Asset Management, Anti-Money Laundering Supervisory Review, Bluefin Fined £4m

CCL Regulatory Update: India Edition - November 2017

This edition includes - Fifteen NBFCs Surrender Certificates of Registration to RBI, RBI Excludes Name of Commonwealth Bank of Australia from its Second Schedule, SEBI Imposes Fine on Aditya Birla Money

CCL Regulatory Update: UK Edition - November 2017

This edition includes - Consultation and Discussion on FCA Code of Conduct and Principle 5, PRA Adjustment on Fees and Levies, ECB Banking Supervision in Light of Brexit, FATF’s Fourth Round of AML/CFT Mutual Evaluations, FCA Decides to Ban Tom Hayes

CCL Regulatory Update: Middle East Edition - November 2017

This edition includes - DFSA Grants Sarwa Digital Wealth Ltd In-Principle Approval for Innovation Testing Licence, ADGM Proposes New Remote Membership Framework, Central Bank of the UAE Releases Circular Regarding Saudi Arabia Corruption Arrests, FATF Updates Countries on List of Jurisdictions with Strategic Deficiencies

CCL Regulatory Update: Middle East Edition - October 2017

This edition includes - DFSA Releases Consultation Paper No. 115: Enhancing Our Funds Regime, ADGM and the French Financial Regulator Authorité Des Marchés Financiers Link Up to Advance Financial Innovations and Efforts, Saudi Arabia to Ease Foreign Investment Regulation, French Regulator Launches 'UNICORN' ICO Support Project, FINMA Investigating Initial Coin Offering Procedures, FCA Fines Merrill Lynch £34.5 Million For Failing to Report Transactions

CCL Regulatory Update: India Edition - October 2017

This edition includes - SEBI (IFSC) Guidelines, 2015 – Amendments, RBI Imposes Fine on YES Bank and IDFC Bank over Compliance Issues, SEBI Bans Fourteen Companies from Accessing the Capital Markets, RBI Sets Up High Level Task Force on PCR in India