This edition includes - DFSA Releases Dear SEO Letter Regarding FATCA Reporting Obligations, FRSA Enhances Guidance on Regulation of Crypto Asset Activities, Eight People Arrested for Operating Money Laundering Scheme Through Cryptocurrency, G20 Countries to Devise Crypto Standards.
This edition includes - Extension of Timeline for Implementation of Phase I of UPI with ASBA, Guidelines for Determination of Allotment and Trading Lot Size for REITs and InvITs, Penalty Imposed on NSE and Two of its Former Managing Directors, SEBI Orders Investigation and Forensic Audit of Trading Members.
This edition includes - DFSA Takes Action to Protect the Integrity of Islamic Finance, ADGM’s FSRA Fines Eshara Capital Ltd for Financial Reporting Violation, Oman Likely to Introduce Bankruptcy and Insolvency Law in 2019, Money Laundering Fines in the UK Increase by 91% in 2018
This edition includes: FCA Bans Binary Options, PRA Publishes Consultation Paper to Amend its Policy on Settlement of Enforcement Action, ESMA on CCPs Stress Test, ESMA Fines Fitch and Draft Brexit SIs for Approval
This edition includes - Surrendering and Cancellation of Certificate of Registration of NBFCs, Review of Investment by FPIs in Debt Securities, Key Decisions at the SEBI Board Meeting Held on 1st March 2019, SEBI Seeks Greater Powers to Inspect Books, Financial Records of Listed Firms
This edition includes - FCA and BoE on TPR, BoE ACS for 2019 Banking Stress, BCBS on Cryptoassets, Trace Report on Corruption, FCA Fines the Carphone Warehouse, Brexit Statutory Instruments
This edition includes - DFSA Hosts Financial Crime 2019 Conference, ESCA, ADGM and DFSA Launch Fund Passporting Legislation, ADGM Takes Part in Annual Privacy ‘Sweep’ to Contribute to Global Data Protection Compliance Efforts, CBB Allows Short-Selling and Lending of Securities, German Financial Regulator Issues Paper on Blockchain Securities Regulation
This edition includes - DFSA Suspends Licence of Morgan Gatsby Limited, ADGM & The Australian Securities and Investments Commission Sign Agreement to Enhance Collaboration, ADGM Courts Establish Digital Notary Public Office, EU Reject Proposed Blacklisting of Saudi Arabia, Iran Given Four Months to Tighten Laws Against Money Laundering
This edition includes - MoU Between FCA and ICO, PRA Fees and Levies: Changes to Periodic and Transaction Fees, EBA on Outsourcing Arrangements, FATF Meeting Outcome and HMT Advisory Notice on AML/CFT, OFSI’s First Fine for Sanction Breaches
This edition includes - Notification to Liquidity Adjustment Facility (LAF) Participants, Revision in Haircut on Central Government Securities (G-Sec) Accepted as Collateral, SEBI Orders Impounding of Illegal Gains, Intimation of Criminal Proceedings Against Broker by SEBI, Fines Imposed by SEBI and RBI.
This edition includes - SEBI Fines Ten Entities for Fraudulent Trading in the Shares of Mindvision Capital, SEBI Looks at Tightening Rules for Liquid Funds, New Data Privacy Norms for FPIs Under Consideration, Fines Imposed by SEBI and RBI
This edition includes - DFSA Enforces Fine in the UK Against Sanctioned Individual, ADGM Launches Sustainable Finance Agenda, Iran Approves Anti-Money Laundering Bill to Ease Foreign Trade, Transparency International Release 2018 Corruption Perception Index