CCL Regulatory Update: Middle East Edition - April & May 2017

This edition includes DIFC Announces Enactment of DIFC Laws Amendment Law 2017, ADGM Introduces First Calibrated Venture Capital Managers Framework in MENA Region,FCA and SFC Sign FinTech Cooperation Agreement, Bank of Ireland Fined for Breaching Money Laundering and Terror Financing Rules.

CCL Regulatory Update: UK Edition - May 2017

This edition includes - Conduct Rules to All NEDs in the Banking and Insurance Sectors, Whistleblowing in UK Branches of Foreign Banks, European Parliament Rejects the European Commission Blacklist of States at Risk of Money Laundering, Wolfsberg Group Updates Guidance on Politically Exposed Persons (PEPs), JMLSG Revises Parts II and III of its Risk-Based Guidance in Line with Proposed Money Laundering and Terrorist Financing Regulation

CCL Regulatory Update: India Edition - April 2017

This edition includes - RBI Announces Draft Guidelines on Simplified Hedging Facility for Residents and Non-Residents, Investments by Foreign Portfolio Investors (FPIs) in Government Securities, SEBI Provides Clarity on Insider Trading Norms.

CCL Regulatory Update: UK Edition - April 2017

This edition includes - The FCA Publishes its Mission and Business Plan, MiFID 2 – Level 2 Measures Published in the Official Journal of the EU, Court of Appeal Grants the Appeal of the NCA Against Bank Orders Executed Without its Permission

CCL Regulatory Update: Middle East Edition - March 2017

This edition includes - DFSA Hold Outreach Session for Registered Auditors, ADGM Sign CA with MAS, UAE Push for Gender Balance, Australia Establish Multi-Agency Anti-Money Laundering Unit, US Women Found Guilty of Financing Terrorism.

CCL Regulatory Update: India Edition - March 2017

This edition includes - RBI Cancels Certificate of Six NBFCs, Thirteen NBFCs Surrender their Certificate of Registration, RBI Signs Memorandum of Understanding (MoU) on “Supervisory Cooperation and Exchange of Supervisory Information” with the Central Bank of Nigeria and Bank of Thailand

CCL Regulatory Update: UK Edition - March 2017

This edition includes - FCA Quarterly Consultation, Guidance on the Treatment of PEPs Under the Money Laundering Regulations 2017, UK Government Review of AML/CFT Regime, JMLSG Consults on Revised AML/CFT Guidance for the UK Financial Sector, FCA Fines Former Investment Banker for Sharing Confidential Client Information

CCL Regulatory Update: Middle East Edition - February 2017

This edition includes - DFSA Hold Outreach Session on IFRS9, ADGM Sign MoU with CBB, UAE Central Bank Propose New Rules for SME Lending, First Female Chairperson Appointed by Saudi Stock Exchange, BMA Penalise Sun Life Financial Investments.

CCL Regulatory Update: India Edition - February 2017

This edition includes - RBI Cautions Users of Virtual Currencies, Reserve Bank Establishes an Inter-Disciplinary Standing Committee on Cyber Security, Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Second Amendment) Regulations, 2017

CCL Regulatory Update: UK Edition - February 2017

This edition includes - FCA Discussion Paper on Illiquid Assets and Open-Ended Investment Funds, MiFID 2 - HM Treasury Response to Consultation on UK Transposition, ESMA Revised ITS on Position Reporting

CCL Regulatory Update: Middle East Edition - January 2017

In this edition, the DFSA release their 2017/2018 Business Plan, ADGM launch SPV regime, Western Union confess to fraud charges and we see more enforcement action in the 1MDB saga.

CCL Regulatory Update: India Edition - January 2017

This edition includes - RBI Releases ‘Quarterly BSR-1: Outstanding Credit of Scheduled Commercial Banks for September 2016, Nine NBFCs Surrender their Certificate of Registration, RBI Imposes Penalty on Lakshmi Vilas Bank, Government Considering Separate Regulator for Electronic Payments