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CCL Regulatory Update: Middle East Edition - November 2015

In this month's edition, DFSA fine ABN AMRO for AML failings, DIFC review Data Protections Laws, AML Obligations in the UAE: The Recent Changes and Santander AML Investigation

CCL Regulatory Update: India Edition - November 2015

This edition includes - RBI Imposes Monetary Penalty on Dhanlaxmi Bank Ltd, Dr. Raghuram Rajan Appointed as Vice-Chairman on BIS Board, SEBI Signs Memorandum of Understanding on Bilateral Cooperation with the Bangladesh Securities and Exchange Commission

CCL Regulatory Update: India Edition October 2015

This edition includes - RBI Signs MoU on “Supervisory Cooperation and Exchange of Supervisory Information” with the Bank of Botswana, Central Bank of UAE and Bangladesh Bank, RBI Opens Sub-offices at Aizawl and Imphal,

CCL Regulatory Update Middle East Edition - October 2015

In this month's edition, DFSA Outreach for Representative Offices, JPMorgan Wins Dismissal of Whistle-Blower Lawsuit in U.S and FBI and DOJ Investigate Goldman Sachs for Malaysian Scandal Allegations

CCL Regulatory Update: Middle East Edition - September 2015

In this month's edition, The Wolfsburg Group Issue Business Risk Assessment Guidance and FAQs, FINRA Censures and Fines UBS for Lack of Suitability, Stiffer Penalties for Cybercrimes

CCL Regulatory Update: India Edition - September 2015

This edition includes - RBI Seeks Feedback on Draft Framework on ECBs , DICGC Committee Recommends Differential Premium for Banks in India, India’s External Debt as at the End of June 2015

CCL Regulatory Update: Middle East Edition - August 2015

This month, DFSA Signs MoU with Australian PRU, SEC Investigates PIMCO Over Fund Valuations, Caesars Palace Fined for AML Weakness and UBS AG Fined $1.7Million for OFAC Breaches

CCL Regulatory Update: India Edition - August 2015

This edition includes - RBI Grants “In-principle” Approval to 11 Applicants for Payments Banks, Implementation of the Multilateral Competent Authority Agreement (MCAA) and Foreign Account Tax Compliance Act (FATCA), Notifications Under Finance Act, 2015 - Merger of FMC with SEBI

CCL Regulatory Update: India Edition - July 2015

This edition includes - Yes Bank Limited Authorised as Primary Dealer, RBI Imposes Monetary Penalty on M/s Muthoottu Mini Financiers Pvt Ltd., Policy for Annulment of Trades Undertaken on Stock Exchanges

CCL Regulatory Update: India Edition - July 2015

This edition includes - RBI Releases Final Guidelines on PPI for Mass Transit System (PPI-MTS), Yes Bank Limited Authorised as Primary Dealer, RBI Imposes Monetary Penalty on M/s Muthoottu Mini Financiers Pvt Ltd.

CCL Regulatory Update Middle East Edition - July 2015

In this month's edition, Arqaam Capital Resolves Compliance Deficiencies with the DFSA, FCA Announce New Rules on Remuneration, Former “Star Trader” Sentenced to 14 Years Over LIBOR Rigging and State Bank of India Fined in Hong Kong for AML Failures

CCL Regulatory Update: India Edition - June 2015

This edition includes - Smt. Meena Hemchandra Takes Charge as New Executive Director at RBI, SEBI Signs Memorandum of Understanding on Bilateral Cooperation with The Ministry of Finance, Republic of Belarus, RBI Signs MoU on “Supervisory Cooperation and Exchange of Supervisory Information” with Maldives Monetary Authority Rights,

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