You are currently filtering for:
  • Posts in September, 2015
clear filters

CCL Regulatory Update: Middle East Edition - August 2015

This month, DFSA Signs MoU with Australian PRU, SEC Investigates PIMCO Over Fund Valuations, Caesars Palace Fined for AML Weakness and UBS AG Fined $1.7Million for OFAC Breaches

CCL Regulatory Update: India Edition - August 2015

This edition includes - RBI Grants “In-principle” Approval to 11 Applicants for Payments Banks, Implementation of the Multilateral Competent Authority Agreement (MCAA) and Foreign Account Tax Compliance Act (FATCA), Notifications Under Finance Act, 2015 - Merger of FMC with SEBI