You are currently filtering for:
  • Posts in May, 2016
clear filters

The Knowledge Series: Enforcement Actions as a Driver of Compliance Programmes

Issue 5 in the Knowledge Series looks at how enforcement actions by regulators can inform senior management on key risk areas and themes in order to focus their compliance agendas.

CCL Regulatory Update Middle East Edition - April 2016

This edition includes the RCBC Scandal, Bitcoin Exchange Licenced in the EU, the Panama Papers and New FIU for Isle of Man

CCL Regulatory Update: India Edition - April 2016

This edition includes - RBI Imposes Penalty on M/s Sun Corporate Services Pvt. Ltd, Ten NBFCs Surrender Their Certificate of Registration to RBI, SEBI to Strengthen Norms Governing Credit Rating Agencies (CRAs)