- Posts in May, 2016
Issue 5 in the Knowledge Series looks at how enforcement actions by regulators can inform senior management on key risk areas and themes in order to focus their compliance agendas.
This edition includes the RCBC Scandal, Bitcoin Exchange Licenced in the EU, the Panama Papers and New FIU for Isle of Man
This edition includes - RBI Imposes Penalty on M/s Sun Corporate Services Pvt. Ltd, Ten NBFCs Surrender Their Certificate of Registration to RBI, SEBI to Strengthen Norms Governing Credit Rating Agencies (CRAs)