You are currently filtering for:
  • Posts in November, 2016
clear filters

The Knowledge Series: Establishing Effective Compliance Structures

Issue 9 in the Knowledge Series looks at the importance of structuring the Compliance function in a way which is relevant to the business and effective in meeting compliance objectives.

CCL Regulatory Update: Middle East Edition - October 2016

In this month's edition, DFSA Accept EU from Rasmala Investment Bank Limited, Listed Companies in Saudi to Use IFRS, FinCEN Issue Advisory on Cybercrime and FATF Release Publication on Beneficial Ownership

CCL Regulatory Update: India Edition - October 2016

This edition includes - RBI Signs MoU with the Central Bank of Myanmar, SEBI Introduces Online System for Investment Advisers and Research Analysts, Government Plans to Take Away RBI's Debt Management Role in Two Years, SEBI Considering a Ban on Social Media Stock Tips, Trading Games