You are currently filtering for:
  • Posts in December, 2017
clear filters

CCL Regulatory Update: India Edition - November 2017

This edition includes - Fifteen NBFCs Surrender Certificates of Registration to RBI, RBI Excludes Name of Commonwealth Bank of Australia from its Second Schedule, SEBI Imposes Fine on Aditya Birla Money

CCL Regulatory Update: UK Edition - November 2017

This edition includes - Consultation and Discussion on FCA Code of Conduct and Principle 5, PRA Adjustment on Fees and Levies, ECB Banking Supervision in Light of Brexit, FATF’s Fourth Round of AML/CFT Mutual Evaluations, FCA Decides to Ban Tom Hayes

CCL Regulatory Update: Middle East Edition - November 2017

This edition includes - DFSA Grants Sarwa Digital Wealth Ltd In-Principle Approval for Innovation Testing Licence, ADGM Proposes New Remote Membership Framework, Central Bank of the UAE Releases Circular Regarding Saudi Arabia Corruption Arrests, FATF Updates Countries on List of Jurisdictions with Strategic Deficiencies