- Posts in March, 2021
This edition includes - DIFC Embraces the Future of Finance with Tokenisation of Digital Assets, ADGM Enacts the Data Protection Regulations 2021 and Joins the Global Privacy Assembly, UAE Central Bank Issues Stored Value and Electronic Payment Systems Regulatory Framework, FATF Publishes the “Grey” and “Black” Lists.
The ADGM Data Protection Regulations 2021 (“DPR”) are now in force and are the most comprehensive yet. Whilst the extent of the requirements may differ from firm to firm, this high-level checklist will help you to get started.
This edition includes: FCA Webpage on Regulatory Changes After End of Transition Period, SM&CR Forms Update, ESMA Consults on Appropriateness and Execution-only under MiFID II, FCA on Financial Crime Systems and Controls During COVID-19, FCA Launches High Court Proceedings Against Paul Steel and Jacqueline Foster.