Financial services regulation is ever-evolving and its application to senior management and staff, and in some instances, a firm’s group companies and affiliates, should be readily accessible and kept up to date.

A well-built Compliance Manual will not only demonstrate your understanding of your Firm’s regulatory compliance obligations, but it will also provide your staff with the appropriate detail of your compliance procedures and other arrangements and the internal requirements, systems, and tools available to manage compliance risk.

Our consultants will work with you to build a comprehensive, easy-to-use and tailored compliance manual that interlinks with your Firm’s group policies (where relevant) and that meets the precise needs of your business acting as a powerful tool and ready reference for use by compliance and staff alike.

We have a dedicated team of experienced compliance consultants who can provide expert assurance and peace of mind. Get in touch to see how we can help your Firm.